Catrina J. Reagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catrina Joelle Reagan, who also goes by Catrina Joelle Patrick, was a registered financial professional .
Catrina is a previously registered financial professional and started their career in finance in 2006. Catrina had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2012 - November 30, 2016
KISTLER-TIFFANY ADVISORS
May 17, 2012 - November 29, 2016
APW CAPITAL, INC.
July 14, 2010 - May 24, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 15, 2009 - June 18, 2010
INVESTORS CAPITAL CORP.
May 12, 2008 - May 15, 2009
CINCINNATI ANALYSTS, INC.
August 9, 2006 - December 15, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KISTLER-TIFFANY ADVISORS
CRD#: 145256 / SEC#: 801-68502
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,422 |
| AUM (Assets Under Management) | $ 991,928,963 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
