MN
Megan E. Nielsen
WEALTHSPIRE RETIREMENT ADVISORY
Aliso Viejo, CA 92656
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CRD#: 5160764
MN
Professional summary
Megan Elizabeth Nielsen, who also goes by Megan E O'dorisio, Megan Elizabeth O'dorisio, is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Aliso Viejo, California.
Megan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Megan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Megan E O'dorisio | Megan Elizabeth O'dorisio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LICENSED REAL ESTATE BROKER; INVESTMENT RELATED; 3355 BEECH STREET, SAN DIEGO, CA 92102; START DATE 3/12/2012; 2-4 HOURS PER MONTH; ZERO DURING TRADING HOURS; I DO NOT ACTIVELY SOLICIT BUSINESS. IN THE EVENT A REAL ESTATE REFERRAL IS GENERATED, IT IS POSSIBLE TO RECEIVE A COMMISSION. 2) PRESIDENT; Fort Stockton Investments, Inc. NOT Stock Market Investment related. Mining rights and interest. 2211 Fort Stockton Drive, San Diego, CA 92103. Start date 05/01/2024. 3 hours per month, not during trading hours. Duties, Management of income generated from mining rights and interest.
CRS (Client Relationship Summary) - RIA
Click below to view Megan Elizabeth Nielsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2022 - Present
WEALTHSPIRE RETIREMENT ADVISORY
Office #1: 120 Vantis Suite 400, Aliso Viejo, CA 92656Office #2: 3636 Nobel Drive Suite 440, San Diego, CA 92122RIA
CRD#: 121254
Aliso Viejo, CA
Past
August 22, 2011 - November 23, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
BD
CRD#: 15356
SAN DIEGO, CA
Past
August 22, 2011 - September 12, 2022
MUTUAL OF AMERICA SECURITIES LLC
BD
CRD#: 27878
SAN DIEGO, CA
Past
July 3, 2006 - June 15, 2009
EQUITABLE DISTRIBUTORS, LLC
BD
CRD#: 25900
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WR
WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WR
WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
120 Vantis Suite 400, Aliso Viejo, CA 92656
Mailing Address
Phone number
(949) 460-9898
Established
Firm type
Fiscal year end
# of Employees
240
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,394 |
| AUM (Assets Under Management) | $ 118,031,461,765 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
