Peter A. Steube
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Andrew Steube was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2008. Peter had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2014 - October 4, 2016
OTR GLOBAL TRADING LLC
June 9, 2011 - July 25, 2014
MONNESS CRESPI HARDT & CO., INC.
October 15, 2010 - May 11, 2011
ESPOSITO PARTNERS, LLC
July 8, 2010 - May 11, 2011
ESPOSITO SECURITIES, LLC
September 4, 2008 - August 6, 2010
KINGSIDE PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
OTR GLOBAL TRADING LLC
CRD#: 138116 / SEC#: , 8-67147
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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