MR
Michael B. Rowan
HUNTLEIGH ADVISORS
St. Louis, MO 63105
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CRD#: 5160408
MR
Professional summary
Michael Barry Rowan is a registered financial advisor currently at HUNTLEIGH ADVISORS, INC. located in St. Louis, Missouri and HUNTLEIGH SECURITIES CORPORATION located in St. Louis, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 4 firms and has passed the Series 66, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TMRE, LLC; ST. LOUIS, MO;
REAL ESTATE PURCHASES & SALES;
NOT SECURITIES RELATED; MANAGING MEMBER;
TIME: 10-12 HOURS PER MONTH
2) DOMUS SOLIS; ISLE OF CAPRI, FL; REAL ESTATE; NOT SECURITIES RELATED; PART OWNER; TIME: 12-15 HOURS PER YEAR
3) ROWAN PROPERTIES, LLC; REAL ESTATE INVESTMENT; NOT SECURITIES RELATED; PART OWNER/MANAGER; TIME: 2 HOURS PER MONTH
4) 4 HEALTH FARMS, LLC; CATTLE RANCH; NOT SECURITIES RELATED; PART OWNER; TIME: 5 HOURS PER MONTH;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Barry Rowan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2007 - Present
HUNTLEIGH ADVISORS, INC.
Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105RIA
CRD#: 113412
St. Louis, MO
Current
December 12, 2006 - Present
HUNTLEIGH SECURITIES CORPORATION
Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105BD
CRD#: 7456
St. Louis, MO
Past
January 10, 2014 - March 28, 2023
DATATEX INVESTMENT SERVICES INC
RIA
CRD#: 105440
CLAYTON, MO
Past
January 10, 2014 - December 3, 2021
K. W. CHAMBERS & CO.
BD
CRD#: 1432
CLAYTON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2016)
RR
Arizona(12/19/2022)
IAR
Arizona(12/20/2022)
RR
Colorado(3/6/2023)
RR
Florida(9/11/2019)
RR
Illinois(1/16/2007)
IAR
Illinois(2/25/2020)
RR
Indiana(6/10/2021)
RR
Iowa(11/19/2013)
RR
Kansas(1/15/2016)
IAR
Kansas(9/29/2022)
RR
Kentucky(5/6/2024)
RR
Louisiana(3/6/2023)
RR
Maryland(6/8/2021)
RR
Massachusetts(5/12/2020)
RR
Missouri(1/16/2007)
IAR
Missouri(1/16/2007)
RR
Nebraska(3/6/2023)
RR
Nevada(5/23/2023)
RR
New York(5/12/2020)
RR
North Carolina(4/24/2024)
RR
Oregon(3/6/2023)
RR
Texas(1/15/2016)
IAR
Texas(8/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/29/2009
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HUNTLEIGH ADVISORS, INC.
HUNTLEIGH ADVISORS, INC. | THE HUNTLEIGH GROUP
CRD#: 113412 / SEC#: 801-62677
RIA
Registered Investment Advisory firm - (1/22/2004 Approved)Illinois
Registered Investment Advisory firm - (5/7/2004 Terminated)Missouri
Registered Investment Advisory firm - (11/17/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105
Mailing Address
Phone number
(314) 236-2400
Established
Firm type
Fiscal year end
# of Employees
55
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 626,466,687 |
Red Flags
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Company Information
HUNTLEIGH ADVISORS, INC.
CRD#: 113412St. Louis, MO 63105TRUST BUT VERIFY
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