Matthew W. Missimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew William Missimer, CFP®, ChFC®, CLU®, who also goes by Matthew Missimer, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2007. Matthew had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
July 20, 2023 - February 1, 2024
PURSHE KAPLAN STERLING INVESTMENTS
June 30, 2023 - May 10, 2024
ONYX BRIDGE WEALTH GROUP LLC
October 9, 2019 - July 5, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
October 9, 2019 - July 5, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
March 20, 2012 - September 14, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 4, 2007 - October 10, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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