Kevin M. Moore

GRAYSCALE ADVISORS

Mystic, CT

CRD#: 5160069

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Professional summary

Kevin Michael Moore is a registered financial advisor currently at GRAYSCALE ADVISORS located in Mystic, Connecticut and GRAYSCALE SECURITIES, LLC located in Stamford, Connecticut.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kevin has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2026 - Present

GRAYSCALE ADVISORS

RIA

CRD#: 314868

Mystic, CT

Current

June 10, 2026 - Present

GRAYSCALE SECURITIES, LLC

Office #1: 290 Harbor Drive 4th Floor, Stamford, CT 06902

CRD#: 305907

Stamford, CT

Past

May 4, 2017 - May 26, 2026

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

Mystic, CT

Past

May 2, 2017 - May 26, 2026

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

NEW YORK, NY

Past

March 17, 2014 - February 28, 2017

GENEVA ADVISORS, LLC

RIA

CRD#: 121629

CHICAGO, IL

Past

March 7, 2014 - February 28, 2017

GNV ADVISORS, LLC

CRD#: 147286

Chicago, IL

Past

April 4, 2012 - March 7, 2014

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

CHICAGO, IL

Past

April 4, 2012 - March 7, 2014

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

March 23, 2011 - May 2, 2012

BLUE PRAIRIE GROUP,LLC

RIA

CRD#: 131802

CHICAGO, IL

Past

February 23, 2011 - April 26, 2012

APW CAPITAL, INC.

CRD#: 43814

CHICAGO, IL

Past

August 15, 2008 - January 25, 2011

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAYSCALE ADVISORS

GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC

CRD#: 314868 / SEC#: 801-122921

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/10/2026)

Alaska
(6/10/2026)

Arizona
(6/10/2026)

Arkansas
(6/10/2026)

California
(6/10/2026)

Colorado
(6/10/2026)

Connecticut
(6/10/2026)

IAR

Connecticut
(6/10/2026)

Delaware
(6/10/2026)

District of Columbia
(6/10/2026)

Florida
(6/10/2026)

Georgia
(6/10/2026)

Hawaii
(6/10/2026)

Idaho
(6/10/2026)

Illinois
(6/10/2026)

Indiana
(6/10/2026)

Iowa
(6/10/2026)

Kansas
(6/10/2026)

Kentucky
(6/10/2026)

Louisiana
(6/10/2026)

Maine
(6/10/2026)

Maryland
(6/10/2026)

Massachusetts
(6/10/2026)

Michigan
(6/10/2026)

Minnesota
(6/10/2026)

Mississippi
(6/10/2026)

Missouri
(6/10/2026)

Montana
(6/10/2026)

Nebraska
(6/10/2026)

Nevada
(6/10/2026)

New Hampshire
(6/10/2026)

New Jersey
(6/10/2026)

New Mexico
(6/10/2026)

New York
(6/10/2026)

North Carolina
(6/12/2026)

North Dakota
(6/10/2026)

Ohio
(6/10/2026)

Oklahoma
(6/10/2026)

Oregon
(6/10/2026)

Pennsylvania
(6/10/2026)

Puerto Rico
(6/10/2026)

Rhode Island
(6/10/2026)

South Carolina
(6/10/2026)

South Dakota
(6/10/2026)

Tennessee
(6/10/2026)

Texas
(6/10/2026)

Utah
(6/10/2026)

Vermont
(6/10/2026)

Virgin Islands
(6/10/2026)

Virginia
(6/10/2026)

Washington
(6/10/2026)

West Virginia
(6/10/2026)

Wisconsin
(6/10/2026)

Wyoming
(6/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GRAYSCALE ADVISORS

GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC

CRD#: 314868 / SEC#: 801-122921

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

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Contact information

Main Address

290 Harbor Drive 4th Floor, Stamford, CT 06902

Mailing Address

Phone number

(212) 668-1427

Established

Firm type

Fiscal year end

# of Employees

117

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

GRAYSCALE ADVISORS, LLC - PART 2A BROCHURE (11/14/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 2,301,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAYSCALE SECURITIES, LLC

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

GENEVA ADVISORS, LLC

GNV ADVISORS, LLC

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

BLUE PRAIRIE GROUP,LLC

APW CAPITAL, INC.

PAULSON INVESTMENT COMPANY LLC

Primary Firm SEC Registration

GRAYSCALE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/2011

Series 63

Date: 9/12/2008

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2008

FINRA

Current Firm

GRAYSCALE ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRAYSCALE ADVISORS

TRUST BUT VERIFY

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