Christopher E. Elardo
Professional summary
Christopher Edward Elardo is a registered financial advisor currently at OSAIC WEALTH, INC. located in Scottsdale, Arizona.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Edward Elardo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Edward Elardo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2012 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255Office #2: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255September 28, 2012 - Present
OSAIC WEALTH, INC.
Office #1: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255Office #2: 18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255February 2, 2017 - Present
OSAIC SERVICES, INC.
Office #1: 18700 Hayden Road Suite 255, Scottsdale, AZ 85255February 7, 2017 - September 29, 2023
OSAIC SERVICES, INC.
February 7, 2017 - November 3, 2023
FSC SECURITIES CORPORATION
February 7, 2017 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
February 2, 2017 - November 3, 2023
FSC SECURITIES CORPORATION
February 2, 2017 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
November 19, 2009 - September 25, 2012
MORGAN STANLEY
June 1, 2009 - September 25, 2012
MORGAN STANLEY
July 23, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 25, 2006 - March 22, 2007
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2012)
(9/28/2012)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.