Michael Richard Schremser
Professional Summary
Michael Richard Schremser is a registered financial advisor currently at TSFG, LLC located in Elgin, Illinois and LPL FINANCIAL LLC located in St. Charles, Illinois. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
19 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
Contact Information
Main Address
1052 N Western Avenue, Lake Forest, IL 60045Phone Number
(847) 735-7100# of Employees
9SEC notice filing (21 States and Territories)
Registered to provide investment advisory services in 21 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,718AUM (Assets Under Management)
$642,831,006Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
State Registrations and Notice Filings
(7/12/2013)
(9/2/2025)
(7/12/2013)
(7/12/2013)
(7/12/2013)
(7/12/2013)
(9/14/2020)
(11/12/2020)
(7/12/2013)
(7/12/2013)
(7/12/2013)
(7/12/2013)
(12/14/2012)
(7/21/2018)
(7/12/2013)
(7/12/2013)
(2/6/2020)
(5/6/2020)
(7/9/2019)
(12/8/2023)
(8/2/2024)
(7/12/2013)
(7/12/2013)
(7/12/2013)
(8/8/2025)
(7/12/2013)
(10/14/2020)
(7/12/2013)
(7/12/2013)
(11/7/2025)
(7/12/2013)
(7/12/2013)
(7/12/2013)
(12/10/2012)
(11/7/2022)
(7/12/2013)
(5/6/2020)
(7/12/2013)
(7/12/2013)
(9/2/2025)
(6/19/2019)
(7/12/2013)
(7/12/2013)
(7/12/2013)
(7/12/2013)
(7/12/2013)
(1/30/2026)
(1/30/2026)
(7/12/2013)
(7/12/2013)
(5/6/2020)
(7/12/2013)
(5/13/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2007About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2007About the Series 9 examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Michael Richard Schremser's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
