Michael G. Bodron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Bodron JR, who also goes by Michael George Bodron, Michael Bodron, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2006. Michael had worked at 12 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2017 - September 7, 2018
TD AMERITRADE, INC.
February 15, 2017 - September 7, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 15, 2017 - September 7, 2018
TD AMERITRADE, INC.
April 3, 2014 - January 8, 2016
AVANTAX ADVISORY SERVICES
April 3, 2014 - January 8, 2016
AVANTAX INVESTMENT SERVICES, INC.
November 11, 2013 - March 18, 2014
PROVASI CAPITAL PARTNERS LP
February 4, 2013 - October 30, 2013
NEXBANK SECURITIES INC
January 1, 2010 - February 4, 2013
INVESCO ADVISERS, INC.
May 22, 2009 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
May 22, 2009 - February 4, 2013
INVESCO DISTRIBUTORS, INC.
July 27, 2007 - January 27, 2009
UBS FINANCIAL SERVICES INC.
July 27, 2007 - January 27, 2009
UBS FINANCIAL SERVICES INC.
April 2, 2007 - July 31, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - July 31, 2007
MORGAN STANLEY & CO. LLC
January 3, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
October 10, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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