Benjamin Hoehler

OSAIC WEALTH

LOUISVILLE, KY 40223

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CRD#: 5159652

Professional summary

Benjamin Hoehler, who also goes by Benjamin L Hoehler, Benjamin Lee Hoehler, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Louisville, Kentucky.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Benjamin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin L Hoehler | Benjamin Lee Hoehler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA: Gilliam Mease Advisors 1.SEED TO OAKS POSITION: Board Member NATURE: Board member of a local non-profit organization. INVESTMENT RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 05/11/2018 ADDRESS: 1303 S. Shelby Street, Louisville KY 40217 DESCRIPTION: Seed to Oaks is a community development organization that looks to mobilize the local church to the front lines of social change. 2.VY PARTNERS LLC POSITION: Member NATURE: I'm a licensed pilot and own an airplane with three partners. We formed an LLC to hold the title. All three of us are equal members. The LLC has zero income, only expenses...which relate to the airplane. INVESTMENT RELATED: No NUMBER OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 04/01/2020 ADDRESS: 1103 Col. Anderson Prkwy, Louisville KY 40222 DESCRIPTION: I pilot the aircraft and assistance in the bookkeeping to track our expenses. 3.FI LIFE FRAMEWORK POSITION: Partner NATURE: Fi Life Framework, LLC. We are developing a tangible, repeatable, digital client experience. INVESTMENT RELATED: No NUMBER OF HRS: 10 SECURITIES TRADING HRS: 5 START DATE: 10/12/2021 ADDRESS: 462 S. 4th Street, Ste 220, Louisville KY 40202 DESCRIPTION: I help my partner develop and edit the digital tools. I also took the lead on reviewing our entity's legal docs. 4.GILLIAM MEASE ADVISORS - INSURANCE POSITION: Insurance Agent NATURE: GILLIAM MEASE & ASSOCIATES - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/2006 - LOCATED AT 462 S 4th Street, SUITE 220, LOUISVILLE, KY 40202 INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 12/01/2006 ADDRESS: 462 S. 4th Street, Ste 220, Louisville KY 40202 DESCRIPTION: Providing insurance quotes, completing insurance applications, and delivering approved insurance policies. 5.GILLIAM MEASE ADVISORS - INSURANCE POSITION: Insurance Agent NATURE: GILLIAM MEASE & ASSOCIATES - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/2006 - INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 12/01/2006 ADDRESS: 10200 Forest Green Blvd, Ste. 304, Louisville KY 40223 DESCRIPTION: Providing insurance quotes, completing insurance applications, and delivering approved insurance policies. 6.FI LIFE FRAMEWORK POSITION: Partner NATURE: Fi Life Framework, LLC. We are developing a tangible, repeatable, digital client experience. INVESTMENT RELATED: No NUMBER OF HRS: 5 SECURITIES TRADING HRS: 3 START DATE: 10/12/2021 ADDRESS: 10200 Forest Green Blvd, Ste. 304, Louisville KY 40223 DESCRIPTION: I help my partner develop and edit the digital tools. I also took the lead on reviewing our entity's legal docs. 7.PORTLAND CHRISTIAN SCHOOL POSITION: Board Member NATURE: 501c3 non-profit - Christian School INVESTMENT RELATED: No NUMBER OF HRS: 5 SECURITIES TRADING HRS: 0 START DATE: 03/03/2025 ADDRESS: 8509 Westport Road, Louisville KY 40242 DESCRIPTION: I'm a board member of the school where my daughter attends. We hold one meeting per month where local items pertinent to the school & related families are discussed. I vote on matters that come before the board. 8.THE CROSS MINISTRY GROUP POSITION: Sub-committee Member NATURE: 501c3 Non-Profit INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 08/01/2025 ADDRESS: Broomfield, Broomfield CO 80038 DESCRIPTION: This non-profit org takes in donations. I assist by making recommendations around how much cash to keep on hand is appropriate, what to do with donated securities, IPS creation, long-term portfolio holdings, etc. 9.SOJOURN EAST POSITION: Member of Financial Oversight Committee NATURE: Non-Profit, Church Organization INVESTMENT RELATED: No NUMBER OF HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 01/01/2025 ADDRESS: 2501 Rudy Lane, Louisville KY 40207 DESCRIPTION: I review the church's assets, giving, budget, and associated process / procedures. The committee meets quarterly, and we look over a Balance Sheet & Income Statement monthly.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Hoehler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Hoehler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 10200 Forest Green Blvd Suite 304, Louisville, KY 40223

RIA

CRD#: 23131

LOUISVILLE, KY

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 10200 Forest Green Blvd Suite 304, Louisville, KY 40223

RIA

CRD#: 23131

LOUISVILLE, KY

Past

November 22, 2010 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LOUISVILLE, KY

Past

November 22, 2010 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

LOUISVILLE, KY

Past

June 30, 2009 - August 30, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LOUISVILLE, KY

Past

June 25, 2009 - August 30, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LOUISVILLE, KY

Past

August 23, 2007 - June 12, 2009

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

LOUISVILLE, KY

Past

August 23, 2007 - June 12, 2009

FIFTH THIRD SECURITIES, INC.

CRD#: 628

LOUISVILLE, KY

Past

August 31, 2006 - August 13, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOUISVILLE, KY

Past

August 3, 2006 - August 13, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/14/2024)

Arizona
(8/4/2025)

California
(6/14/2024)

Colorado
(6/14/2024)

District of Columbia
(6/14/2024)

Florida
(6/14/2024)

IAR

Florida
(9/18/2024)

Georgia
(6/14/2024)

Indiana
(6/14/2024)

Iowa
(6/14/2024)

Kentucky
(6/14/2024)

IAR

Kentucky
(6/14/2024)

Louisiana
(6/14/2024)

Michigan
(1/6/2025)

Mississippi
(4/24/2025)

Nebraska
(6/14/2024)

Nevada
(6/14/2024)

New Jersey
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

Ohio
(6/14/2024)

Oregon
(6/14/2024)

South Carolina
(6/14/2024)

Tennessee
(6/14/2024)

Texas
(6/14/2024)

IAR

Texas
(6/14/2024)

Utah
(6/14/2024)

Virginia
(6/14/2024)

Washington
(6/14/2024)

Wisconsin
(6/14/2024)

Wyoming
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin Hoehler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Hoehler's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Hoehler's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2006

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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