Matthew Benjamin Bowden

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years registered in the securities industry

Current & Past Employments

Current

ADVISORS ASSET MANAGEMENT, INC.Current·CRD# 46727

RIA

BD

28025 Ih-10 West, Boerne, TX 78006

March 2, 2015 - Present

Past

HILLTOP SECURITIES INC.Past·CRD# 6220

BD

Memphis, TN

September 4, 2012 - March 24, 2015

PIERPONT CAPITAL ADVISORS LLCPast·CRD# 108424

BD

Memphis, TN

May 27, 2011 - June 5, 2012

VINING-SPARKS IBG, LLCPast·CRD# 27502

BD

Memphis, TN

March 9, 2009 - May 24, 2011

ICBA SECURITIESPast·CRD# 24088

BD

Memphis, TN

March 9, 2009 - May 24, 2011

J.J.B. HILLIARD, W.L. LYONS, LLCPast·CRD# 453

RIA

Memphis, TN

June 17, 2008 - March 11, 2009

J.J.B. HILLIARD, W.L. LYONS, LLCPast·CRD# 453

BD

Memphis, TN

April 30, 2008 - March 11, 2009

BMO CAPITAL MARKETS GKST INC.Past·CRD# 8352

BD

Chicago, IL

August 4, 2006 - March 27, 2008

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Current Firm

AA

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727 / SEC#: 801-62731, 8-51509

RIA

Registered Investment Advisory firm - SEC (2/6/2004 Approved)

California

Registered Investment Advisory firm - SEC (4/14/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/15/2004 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

18925 Base Camp Road Suite 203, Monument, CO 80132

Mailing Address

18925 Base Camp Road, Monument, CO 80132

Phone Number

(719) 488-9956

Established

Delaware since 01/01/2008

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

# of Employees

242

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

AAM ADV PART 2A BROCHURE (3/31/2026)

Direct owners and executive officers

Name	Position	CRD#
AAM HOLDINGS, INC	SHAREHOLDER	—
CORSO, CLIFFORD DEAN	CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/DIRECTOR	2477519
DANIEL, BART PATRICK	CHIEF TECHNOLOGY OFFICER/DIRECTOR	4263841
FERONE, MARILEE	EXEC. VP	1450526
GENOVESE, CHRISTOPHER THOMAS	EXEC. VP/DIRECTOR	2255451
LLOYD, MATTHEW WILLIAM	CHIEF INVESTMENT STRATEGIST/EXEC. VP/DIRECTOR	2460808
MEITZNER, ALEX ROBERT	SR. VP	1964373
OPIE, JEFFREY KURTIS	EXEC. VP, CHIEF FINANCIAL OFFICER	5763807
SICKLES, CHARLES EDWARD	EXEC. VP	2097390
STEWART, RICHARD ALAN	EXEC. VP	1653343
STOKLOSA, TIMOTHY JOHN	EXEC. VP, CHIEF OPERATING OFFICER	4897959
WEBBER, JOHN EDWIN	SVP, CHIEF COMPLIANCE OFFICER/SECRETARY	5169415

Regulatory Assets Under Management

Total Number of Accounts

12

AUM (Assets Under Management)

$1,795,723,887

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AA

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727 / SEC#: 801-62731, 8-51509

RIA

Registered Investment Advisory firm - SEC (2/6/2004 Approved)

California

Registered Investment Advisory firm - SEC (4/14/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/15/2004 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Texas
(3/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.