Douglas D. Greiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas David Greiner, who also goes by Doug D Greiner, Douglas Greiner, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2010. Douglas had worked at 7 firms and has passed the Series 66, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2023 - January 26, 2024
GREINER & CO, LLC
September 7, 2016 - August 27, 2020
WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC
September 11, 2014 - September 12, 2016
CITIZENS JMP SECURITIES, LLC
November 16, 2011 - March 10, 2014
COMPASS POINT RESEARCH & TRADING, LLC
September 27, 2011 - November 8, 2011
B. RILEY SECURITIES, INC.
February 2, 2010 - September 19, 2011
D.A. DAVIDSON & CO.
February 2, 2010 - September 19, 2011
D.A. DAVIDSON & CO.
January 5, 2010 - January 22, 2010
WADDELL & REED
January 4, 2010 - January 22, 2010
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREINER & CO, LLC
CRD#: 326268 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
