David B. Hunt

HUNT WEALTH MANAGEMENT

Concord, CA 94520

Some features on this profile are disabled

CRD#: 5159193

Professional summary

David Brian Hunt is a registered financial advisor currently at HUNT WEALTH MANAGEMENT located in Concord, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Hunt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2017 - Present

HUNT WEALTH MANAGEMENT

Office #1: 1001 Galaxy Way Suite 203, Concord, CA 94520

RIA

CRD#: 288892

Concord, CA

Past

July 19, 2017 - August 22, 2017

SOWELL MANAGEMENT

RIA

CRD#: 127145

NORTH LITTLE ROCK, AR

Past

September 16, 2016 - June 13, 2017

SOWELL MANAGEMENT

RIA

CRD#: 127145

Walnut Creek, CA

Past

April 16, 2009 - December 21, 2017

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

SAN JOSE, CA

Past

October 5, 2006 - April 13, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WALNUT CREEK, CA

Past

August 2, 2006 - April 13, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/31/2006

General Securities Representative Examination

Current Firm

HUNT WEALTH MANAGEMENT

HUNT WEALTH MANAGEMENT | HUNT WEALTH MANAGEMENT GROUP, INC.

CRD#: 288892 / SEC#:

California

Registered Investment Advisory firm - (7/17/2017 Approved)

Minnesota

Registered Investment Advisory firm - (12/4/2019 Terminated)

Oregon

Registered Investment Advisory firm - (8/15/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1001 Galaxy Way Suite 203, Concord, CA 94520

Mailing Address

Phone number

(925) 279-1102

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 98,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Daniel Torres

NYLIFE SECURITIES LLC

BRENTWOOD, CA

Jason Fang

TERRAFIRMA WEALTH PARTNERS

IAR

WALNUT CREEK, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David B. Hunt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Hunt's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUNT WEALTH MANAGEMENT

SOWELL MANAGEMENT

SOWELL MANAGEMENT

CONCERT WEALTH MANAGEMENT

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2006

Series 7

Date: 7/31/2006

Current Firm

HUNT WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HUNT WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors