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Kyle Eugene Barker

CRD# 5159189·Registered 2010 - 2017
Previously Registered: Being a previously registered professional could mean that Kyle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kyle Eugene Barker was a registered financial advisor. Kyle was a previously registered financial professional and started their career in finance 2010 - 2017. Kyle had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

SUBNANI INVESTMENT RESEARCH, LLC·CRD# 290044
RIA
Austin, TX
October 30, 2017 - December 31, 2017
OSAIC SERVICES, INC.·CRD# 133763
RIA
Austin, TX
June 22, 2017 - October 6, 2017
OSAIC SERVICES, INC.·CRD# 133763
BD
Austin, TX
June 22, 2017 - October 6, 2017
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Austin, TX
March 14, 2016 - March 7, 2017
NYLIFE SECURITIES LLC·CRD# 5167
BD
Austin, TX
September 30, 2014 - March 4, 2016
NYLIFE SECURITIES LLC·CRD# 5167
BD
Austin, TX
January 1, 2010 - October 10, 2013

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Current Firm

SI
SUBNANI INVESTMENT RESEARCH, LLC

K.S.I.G. | SUBNANI, SANJEEV KUMAR | SUBNANI INVESTMENT RESEARCH, LLC | NORTH ADVISOR GROUP | KSIG | KRUPEN & SUBNANI INVESTMENT GROUP, LLC

CRD#: 290044
Texas
Registered Investment Advisory firm - Texas (1/17/2018 Approved)

Contact Information

Main Address

Leander, TX

Mailing Address

9600 Great Hills Trail Suite 150w, Austin, TX 78759

Phone Number

(361) 562-8474

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

33

AUM (Assets Under Management)

$20,434,200

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2009About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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