Kyle E. Barker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Eugene Barker was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2010. Kyle had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2017 - December 31, 2017
SUBNANI INVESTMENT RESEARCH, LLC
June 22, 2017 - October 6, 2017
OSAIC SERVICES, INC.
June 22, 2017 - October 6, 2017
OSAIC SERVICES, INC.
March 14, 2016 - March 7, 2017
ONEAMERICA SECURITIES, INC.
September 30, 2014 - March 4, 2016
NYLIFE SECURITIES LLC
January 1, 2010 - October 10, 2013
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUBNANI INVESTMENT RESEARCH, LLC
CRD#: 290044 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 7,492,359 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
