Bethany R. Brigadier
Professional summary
Bethany Rose Brigadier, who also goes by Beth Rose Brigadier, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
Bethany is registered as a RR (Registered Representative) and started their career in finance in 2006. Bethany has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bethany Rose Brigadier's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2026 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414August 23, 2024 - January 6, 2025
OSAIC WEALTH, INC.
March 23, 2023 - August 23, 2024
TRIAD ADVISORS LLC
October 29, 2018 - September 2, 2020
FORESIDE FINANCIAL SERVICES, LLC
November 11, 2009 - October 29, 2018
LORING WARD SECURITIES INC.
November 2, 2007 - September 18, 2009
BELLATORE FINANCIAL, INC.
November 2, 2007 - September 18, 2009
CLARKESON RESEARCH INC.
August 22, 2007 - September 20, 2007
PARK AVENUE SECURITIES LLC
July 20, 2006 - September 20, 2007
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/16/2022
General Securities Representative ExaminationFINRA
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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