Wei Chien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wei Chien, who also goes by Wei E Chien, Wei Elisa Chien, was a registered financial professional .
Wei is a previously registered financial professional and started their career in finance in 2007. Wei had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2024 - June 28, 2026
VEST SECURITIES, LLC
October 24, 2008 - May 4, 2012
BARCLAYS CAPITAL INC.
August 30, 2007 - October 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/26/2024
General Securities Representative ExaminationCurrent Firm
VEST SECURITIES, LLC
CRD#: 317379 / SEC#: , 8-70829
Contact information
FINRA licenses (18 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
