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Ashley N. Trlica

SAXON FINANCIAL GROUP
Houston, TX 77027
Some features on this profile are disabled
CRD#: 5158885
AT

Professional summary

Ashley Nicole Trlica, CFP®, who also goes by Ashley Nicole Kuropata, Ashley Trlica, is a registered financial advisor currently at SAXON FINANCIAL GROUP located in Houston, Texas.

Ashley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Ashley has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ashley Nicole Kuropata | Ashley Trlica

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Nicole Trlica's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

June 29, 2023 - Present

SAXON FINANCIAL GROUP

Office #1: 1177 West Loop S Suite 1825, Houston, TX 77027
RIA
CRD#: 311687
Houston, TX
Past

March 11, 2021 - June 30, 2023

LINSCOMB WEALTH, INC.

RIA
CRD#: 106779
HOUSTON, TX
Past

November 25, 2019 - December 31, 2020

LINSCOMB WEALTH, INC.

RIA
CRD#: 106779
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SAXON FINANCIAL GROUP
ERDIL FINANCIAL GROUP | SAXON INTERESTS, INC. | SAXON FINANCIAL GROUP | LOVE FINANCIAL GROUP

CRD#: 311687 / SEC#: 801-120283

RIA
Registered Investment Advisory firm - (2/9/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/29/2023)

Exams

Current Firm

SF
SAXON FINANCIAL GROUP
ERDIL FINANCIAL GROUP | SAXON INTERESTS, INC. | SAXON FINANCIAL GROUP | LOVE FINANCIAL GROUP

CRD#: 311687 / SEC#: 801-120283

RIA
Registered Investment Advisory firm - (2/9/2021 Approved)
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Contact information

Main Address
1177 West Loop S Suite 1825, Houston, TX 77027
Mailing Address
Phone number
(713) 425-5340
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (5 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAXON FINANCIAL GROUP DISCLOSURE BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts1,713
AUM (Assets Under Management)$ 616,477,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAXON FINANCIAL GROUP

CRD#: 311687Houston, TX 77027

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