Laine M. Moljo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laine M Moljo, who also goes by Laine M Litman, Laine Mihalchick Litman, was a registered financial professional .
Laine is a previously registered financial professional and started their career in finance in 2007. Laine had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2025 - September 29, 2025
HIDDEN ROAD PARTNERS CIV US LLC
May 13, 2014 - February 24, 2022
VIRTU AMERICAS LLC
September 12, 2013 - May 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2012 - August 23, 2013
GOLDMAN SACHS & CO. LLC
August 30, 2007 - March 27, 2012
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/24/2007
Limited Representative-Equity Trader ExamCurrent Firm
HIDDEN ROAD PARTNERS CIV US LLC
CRD#: 331954 / SEC#: , 8-71259
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIDDEN ROAD PARTNERS CIV US HOLDCO LLC | PARENT COMPANY | |
| ASCH, MARC EDWARD | CHIEF EXECUTIVE OFFICER | 5565083 |
| CIPOLLONE, BRIAN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2982507 |
| DISTELL, GARY NEIL | CHIEF COMPLIANCE OFFICER | 1540489 |
| KNECHT, JOHN ELIOT | CHIEF FINANCIAL OFFICER/FINOP | 7192538 |
| MEHTA, HINA MANHERLAL | GENERAL COUNSEL |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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