TP
Tiffany L. Pomfret
NATIXIS DISTRIBUTION
San Francisco, CA 94105
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CRD#: 5158854
TP
Professional summary
Tiffany Lynne Pomfret, who also goes by Tiffany Lynne Jackson, Tiffany Pomfret, Tiffany Lynne Pomfret, is a registered financial professional currently at NATIXIS DISTRIBUTION, LLC located in San Francisco, California.
Tiffany is registered as a RR (Registered Representative) and started their career in finance in 2007. Tiffany has worked at 7 firms and has passed the Series 63, Series 31, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tiffany Lynne Jackson | Tiffany Pomfret | Tiffany Lynne Pomfret
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tiffany Lynne Pomfret's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2022 - Present
NATIXIS DISTRIBUTION, LLC
Office #1: 101 Second Street Suite 1600, San Francisco, CA 94105BD
CRD#: 34754
San Francisco, CA
Past
January 18, 2019 - July 1, 2022
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
SAN FRANCISCO, CA
Past
January 3, 2017 - January 7, 2019
NUVEEN SECURITIES, LLC
BD
CRD#: 469
SAN FRANCISCO, CA
Past
August 17, 2016 - December 31, 2016
TEACHERS PERSONAL INVESTORS SERVICES, INC.
BD
CRD#: 36130
SAN FRANCISCO, CA
Past
August 8, 2013 - June 17, 2016
TEACHERS PERSONAL INVESTORS SERVICES, INC.
BD
CRD#: 36130
SAN FRANCISCO, CA
Past
September 28, 2010 - July 3, 2013
FORESIDE GLOBAL SERVICES, LLC
BD
CRD#: 147382
SAN FRANCISCO, CA
Past
October 1, 2007 - December 23, 2008
CION SECURITIES, LLC
BD
CRD#: 15487
SAN FRANCISCO, CA
Past
May 7, 2007 - September 24, 2007
E*TRADE SECURITIES LLC
BD
CRD#: 29106
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/22/2022)
RR
Alaska(8/22/2022)
RR
Arizona(8/22/2022)
RR
Arkansas(8/22/2022)
RR
California(8/22/2022)
RR
Colorado(8/22/2022)
RR
Connecticut(8/22/2022)
RR
Delaware(8/22/2022)
RR
District of Columbia(8/22/2022)
RR
Florida(8/22/2022)
RR
Georgia(8/22/2022)
RR
Hawaii(8/22/2022)
RR
Idaho(8/22/2022)
RR
Illinois(8/22/2022)
RR
Indiana(8/22/2022)
RR
Iowa(8/22/2022)
RR
Kansas(8/22/2022)
RR
Kentucky(8/22/2022)
RR
Louisiana(8/22/2022)
RR
Maine(8/22/2022)
RR
Maryland(8/22/2022)
RR
Massachusetts(8/22/2022)
RR
Michigan(8/22/2022)
RR
Minnesota(8/22/2022)
RR
Mississippi(8/22/2022)
RR
Missouri(8/22/2022)
RR
Montana(8/22/2022)
RR
Nebraska(8/22/2022)
RR
Nevada(8/22/2022)
RR
New Hampshire(8/22/2022)
RR
New Jersey(8/22/2022)
RR
New Mexico(8/22/2022)
RR
New York(8/22/2022)
RR
North Carolina(8/22/2022)
RR
North Dakota(8/22/2022)
RR
Ohio(8/22/2022)
RR
Oklahoma(8/22/2022)
RR
Oregon(8/22/2022)
RR
Pennsylvania(8/22/2022)
RR
Puerto Rico(8/22/2022)
RR
Rhode Island(8/22/2022)
RR
South Carolina(8/22/2022)
RR
South Dakota(8/22/2022)
RR
Tennessee(8/22/2022)
RR
Texas(8/22/2022)
RR
Utah(8/22/2022)
RR
Vermont(8/22/2022)
RR
Virgin Islands(8/22/2022)
RR
Virginia(8/22/2022)
RR
Washington(8/22/2022)
RR
West Virginia(8/22/2022)
RR
Wisconsin(8/22/2022)
RR
Wyoming(8/22/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ND
NATIXIS DISTRIBUTION, LLC
CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. | TNE INVESTMENT SERVICES, L.P. | NVEST FUNDS DISTRIBUTOR, L.P. | NGAM DISTRIBUTION, L.P. | NEW ENGLAND FUNDS, L.P. | NATIXIS DISTRIBUTORS, L.P. | NATIXIS DISTRIBUTION, LLC | NATIXIS DISTRIBUTION, L.P. | IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P.
CRD#: 34754 / SEC#: , 8-46325
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
888 Boylston Street Suite 800, Boston, MA 02199-8197
Mailing Address
888 Boylston Street Suite 800, Boston, MA 02199-8197
Phone number
(617) 449-2828
Established
Delaware since 07/23/1993
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIXIS INVESTMENT MANAGERS, LLC | SOLE MEMBER | |
| GIUNTA, DAVID LAWRENCE | PRESIDENT, CHIEF EXECUTIVE OFFICER | 2290469 |
| LOUREIRO, ANTHONY DAVID | CHIEF COMPLIANCE OFFICER | 2087464 |
| PINASMITH, BEATRIZ ANA | EXECUTIVE VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER | 2220599 |
| ROSH, MARILYN VINTON | SENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER | 4206001 |
| TOBIN, SUSAN MCWHAN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL | 4649471 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
