Laura M. Penksik
Professional summary
Laura Marie Penksik, who also goes by Laura Marie Schaberger, is a registered financial professional currently at AXOS CLEARING LLC located in Edison, New Jersey.
Laura is registered as a RR (Registered Representative) and started their career in finance in 2009. Laura has worked at 4 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Marie Penksik's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2026 - Present
AXOS CLEARING LLC
Office #1: 110 Fieldcrest Ave 4th Floor, Edison, NJ 08837June 7, 2022 - June 16, 2026
PERSHING ADVISOR SOLUTIONS LLC
April 13, 2015 - June 16, 2026
PERSHING LLC
June 5, 2009 - April 2, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 24, 2009 - April 2, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2026)
Exams
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
AXOS CLEARING LLC
CRD#: 117176 / SEC#: , 8-53595
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AXOS SECURITIES, LLC | SOLE OWNER | |
| CROW, DAVID MICHAEL | PRESIDENT, AXOS CLEARING, LLC | 4370102 |
| FAUCHER, KATHY NOEL | AML OFFICER | 6323326 |
| GREEN, HOWARD MICHAEL | CHIEF FINANCIAL OFFICER | 2535812 |
| KINSELLA, SHAWN ROBERT | CHIEF COMPLIANCE OFFICER | 5793966 |
| PLUMMER, JEFFREY KENT | PRINCIPAL OPERATIONS OFFICER | 4576783 |
| SHIRMANG, STEPHEN LOWELL | CHIEF OPERATIONS OFFICER | 3083416 |
Disclosures
| Regulatory Event | 13 |
Red Flags
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