Jeremy P. Robicheaux
LPL ENTERPRISE
Baton Rouge, LA 70809
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CRD#: 5158805
Professional summary
Jeremy Paul Robicheaux, CFP®, who also goes by Jay Robicheaux, Jeremy Paulusa Robicheaux, Jeremy Paulusa Robicheax, Jeremy Robicheax, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Baton Rouge, Louisiana.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jeremy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jay Robicheaux | Jeremy Paulusa Robicheaux | Jeremy Paulusa Robicheax | Jeremy Robicheax
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/19/2025 - Robicheaux Holdings - Real Estate Rental - Baton Rouge, LA - INV REL - Start Date 08/01/2021 - 5hrs/mth | 0hrs during trading 2. 08/19/2025 - COASTAL LOUISIANA INSURANCE LLC - Property and Casualty - Baton Rouge, LA - INV REL - Start Date 12/03/2018 - 100hrs/mth | 80hrs during trading 3. 08/19/2025 - JEREMY ROBICHEAUX N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Baton Rouge, LA - INV REL - Start Date 07/17/2025 - 160hrs/mth | 160hrs during trading 4. 08/19/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Baton Rouge, LA - INV REL - Start Date 07/17/2025 - 160hrs/mth | 160hrs during trading 5. 08/19/2025 - ROBICHEAUX FINANCIAL LLC - Business Owner - Baton Rouge, LA - NOT INV REL - Start Date 01/01/2018 - 1hrs/mth | 0hrs during trading 6. 08/19/2025 - JEREMY ROBICHEAUX - Non-Variable Insurance - Baton Rouge, LA - INV REL - Start Date 01/01/2010 - 1hrs/mth | 1hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Paul Robicheaux's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Paul Robicheaux's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
September 3, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 8560 Jefferson Highway Suite B, Baton Rouge, LA 70809RIA
BD
CRD#: 8733
Baton Rouge, LA
Current
September 3, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 8560 Jefferson Highway Suite B, Baton Rouge, LA 70809RIA
BD
CRD#: 8733
Baton Rouge, LA
Past
February 10, 2014 - September 12, 2025
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
BATON ROUGE, LA
Past
May 23, 2012 - September 12, 2025
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BATON ROUGE, LA
Past
May 5, 2009 - December 31, 2009
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.
BD
CRD#: 10194
JACKSON, MS
Past
October 30, 2007 - January 12, 2009
EDWARD JONES
RIA
CRD#: 250
WALKER, LA
Past
July 31, 2006 - January 12, 2009
EDWARD JONES
BD
CRD#: 250
WALKER, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(9/3/2025)
IAR
Louisiana(9/12/2025)
RR
North Carolina(9/3/2025)
RR
Texas(9/3/2025)
IAR
Texas(9/3/2025)
RR
Wisconsin(9/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733Baton Rouge, LA 70809TRUST BUT VERIFY
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