Anthony J. Petrancosta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony J Petrancosta was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2007. Anthony had worked at 6 firms and has passed the Series 66, Series 79TO, Series 52TO, SIE, Series 7 and Series 53 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2024 - July 24, 2026
OCTAURA SECURITIES
June 21, 2022 - November 29, 2022
YIELDX SECURITIES
April 30, 2014 - February 3, 2022
TRADEWEB DIRECT LLC
March 15, 2013 - June 12, 2014
TRADEWEB LLC
June 1, 2009 - January 6, 2012
MORGAN STANLEY
June 1, 2009 - January 6, 2012
MORGAN STANLEY
November 6, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 21, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
OCTAURA SECURITIES
CRD#: 321877 / SEC#: , 8-70933
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
