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Adam Bruce Anderson

Adam B. Anderson

CONNECT FINANCIAL ADVISORS | Financial Advisor
PROVIDENCE, UT
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CRD#: 5157882
Adam Bruce Anderson

Professional summary

Adam Bruce Anderson, who also goes by Adam Anderson, is a registered financial advisor currently at CONNECT FINANCIAL ADVISORS located in Providence, Utah.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Adam has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Retirement Income Strategies
Wealth Preservation Strategies
Estate Planning Strategies
Are you a "fiduciary"?
Yes

Aliases

Adam Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT- INVESTMENT RELATED-PROVIDENCE, UTAH, INSURANCE SALES, AGENT, 2021, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Bruce Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2025 - Present

CONNECT FINANCIAL ADVISORS

RIA
CRD#: 321212
PROVIDENCE, UT
Past

May 11, 2018 - January 5, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Logan, UT
Past

May 11, 2018 - January 5, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Logan, UT
Past

October 28, 2008 - May 31, 2018

EDWARD JONES

RIA
CRD#: 250
LOGAN, UT
Past

July 25, 2006 - May 31, 2018

EDWARD JONES

BD
CRD#: 250
LOGAN, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/28/2025)
IAR
Utah
(4/28/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/6/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/27/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/24/2006
General Securities Representative Examination

Current Firm

CF
CONNECT FINANCIAL ADVISORS
CONNECT FINANCIAL | SUMMIT GROUP WEALTH ADVISORS | CONNECT FINANCIAL, LLC | CONNECT FINANCIAL ADVISORS

CRD#: 321212 / SEC#:

California
Registered Investment Advisory firm - (10/27/2025 Approved)
Idaho
Registered Investment Advisory firm - (8/22/2022 Approved)
Utah
Registered Investment Advisory firm - (7/12/2022 Approved)
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Contact information

Main Address
Providence, UT
Mailing Address
Phone number
(435) 713-4220
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts799
AUM (Assets Under Management)$ 58,635,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNECT FINANCIAL ADVISORS

Financial AdvisorCRD#: 321212Providence, UT

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Contact information

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