Jason A. Rives
Professional summary
Jason Asbury Rives is a registered financial professional currently at FIGURE SECURITIES, INC. located in San Francisco, California.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2007. Jason has worked at 7 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Asbury Rives's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2023 - Present
FIGURE SECURITIES, INC.
Office #1: 650 California Street Suite 200, San Francisco, CA 94108August 14, 2020 - February 14, 2023
AXOS CLEARING LLC
June 14, 2019 - February 14, 2023
AXOS INVEST, INC
June 14, 2019 - February 14, 2023
AXOS INVEST LLC
February 23, 2015 - May 2, 2019
HORACE MANN INVESTORS, INC.
January 14, 2015 - May 2, 2019
HORACE MANN INVESTORS, INC.
January 3, 2011 - January 12, 2015
FIRST MIDWEST SECURITIES, INC.
April 12, 2010 - January 12, 2015
FIRST MIDWEST SECURITIES, INC.
July 24, 2007 - October 27, 2008
SECURITIES SERVICE NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2023)
(2/21/2023)
(8/1/2023)
(2/21/2023)
(2/21/2023)
(1/9/2024)
(2/21/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FIGURE SECURITIES, INC.
CRD#: 307093 / SEC#: , 8-70478
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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