JA
Josh K. Ackerman
CONTEXT FINANCIAL LLC
Lexington, KY 40502
Some features on this profile are disabled
CRD#: 5157750
JA
Professional summary
Josh Keith Ackerman, CFP®, ChFC® is a registered financial advisor currently at CONTEXT FINANCIAL LLC located in Lexington, Kentucky.
Josh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Josh has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Joshua Keith Ackerman is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Context Financial LLC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Context Financial LLC in connection with such individual's activities outside of Context Financial LLC. 2) Gatton College of Business & Economics. University of Kentucky; Investment related: No; Location: 550 South Limestone Lexington KY 40506 USA; Position: Instructor ; Responsibilities Duties: Instructor over the Finance & Quantitative Methods program at Gatton College of Business. ; Start date: 2019-10-22; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10; Will an IRS form for income earned be received: Yes; Additional notes: Please note this position is only for 6 months out of the year. Therefore 0 hours are devoted to this position 6 months out of the year.
CRS (Client Relationship Summary) - RIA
Click below to view Josh Keith Ackerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
January 5, 2016 - Present
CONTEXT FINANCIAL LLC
Office #1: 120 Kentucky Ave. Suite 120, Lexington, KY 40502RIA
CRD#: 281812
Lexington, KY
Past
July 21, 2011 - December 31, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEXINGTON, KY
Past
May 19, 2011 - December 31, 2015
WILSON FINANCIAL SERVICES INC.
RIA
CRD#: 145397
LEXINGTON, KY
Past
March 28, 2011 - December 31, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
LEXINGTON, KY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(1/5/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CONTEXT FINANCIAL LLC
CONTEXT FINANCIAL LLC
CRD#: 281812 / SEC#:
Kentucky
Registered Investment Advisory firm - (1/5/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
120 Kentucky Ave. Suite 120, Lexington, KY 40502
Mailing Address
Phone number
(859) 514-1999
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 13,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONTEXT FINANCIAL LLC
CRD#: 281812Lexington, KY 40502TRUST BUT VERIFY
Monitor Josh Ackerman
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
