Gary E. Owen

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CRD#: 5157720

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gary E Owen was a registered financial professional .

Gary is a previously registered financial professional and started their career in finance in 2006. Gary had worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 1, 2010 - August 31, 2015

GUARDIAN WEALTH MANAGEMENT INC.

RIA

CRD#: 154159

PEORIA, IL

Past

April 12, 2007 - July 2, 2009

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

DECATUR, IL

Past

September 14, 2006 - March 2, 2009

INVESTMENT PLANNERS, INC.

CRD#: 18557

NORMAL, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH MANAGEMENT INC.

GUARDIAN WEALTH MANAGEMENT INC. | GUARDIAN WEALTH MANAGEMENT, INC.

CRD#: 154159 / SEC#: 801-113791

RIA

Registered Investment Advisory firm - (8/6/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/6/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (8/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/13/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/12/2007

General Securities Principal Examination

Current Firm

GUARDIAN WEALTH MANAGEMENT INC.

GUARDIAN WEALTH MANAGEMENT INC. | GUARDIAN WEALTH MANAGEMENT, INC.

CRD#: 154159 / SEC#: 801-113791

RIA

Registered Investment Advisory firm - (8/6/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/6/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (8/30/2022 Terminated)

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Contact information

Main Address

311 Sw Water Street Suite 210, Peoria, IL 61602

Mailing Address

Phone number

(309) 692-1460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/18/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 249,600,241

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary E. Owen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GUARDIAN WEALTH MANAGEMENT INC.

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

Primary Firm SEC Registration

GUARDIAN WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2007

Series 7

Date: 9/13/2006

Series 24

Date: 1/12/2007

Current Firm

GUARDIAN WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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