RB
Ronald C. Bagley
KESTRA ADVISORY SERVICES
Bluff Dale, TX
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CRD#: 5157388
RB
Professional summary
Ronald Chad Bagley, who also goes by Ronald Chad Bagley, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bluff Dale, Texas and KESTRA INVESTMENT SERVICES, LLC located in Willow Park, Texas.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Ronald has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ronald Chad Bagley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PONDEROSA FINANCIAL GROUP POSITION: SR. FINANCIAL ADVISOR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No # OF HOURS: 130 SECURITIES TRADING HOURS: 92 START DATE: 11/03/2021 ADDRESS: 4971 E I-20 SERVICE RD N, STE 204/205, WILLOW PARK TX 76087 DESCRIPTION: AS AN FA WE WORK WITH INDIVIDUAL INVESTORS TO HELP THEM MANAGE THEIR GOALS WITHIN THEIR SPECIFIC RISK TOLERANCE USING THE TOOLS AND FINANCIAL PRODUCTS THAT ARE AVAILABLE TO US. THIS INCLUDES ANNUAL REVIEW ALONG WITH SEVERAL FACE TO FACE MEETINGS THROUGH OUT THE YEAR. 2. KESTRA ADVISORY SERVICES, LLC POSITION: SR FINANCIAL ADVISOR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 130 SECURITIES TRADING HOURS: 92 START DATE: 11/03/2021 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735 DESCRIPTION: AS AN FA WE WORK WITH INDIVIDUAL INVESTORS TO HELP THEM MANAGE THEIR GOALS WITHIN THEIR SPECIFIC RISK TOLERANCE USING THE TOOLS AND FINANCIAL PRODUCTS THAT ARE AVAILABLE TO US. THIS INCLUDES ANNUAL REVIEW ALONG WITH SEVERAL FACE TO FACE MEETINGS THROUGH OUT THE YEAR. 3. THE PALUXY PONDEROSA LLC POSITION: MEMBER NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 04/09/2021 ADDRESS: 4971 E I-20 SERVICE RD N, STE 204/205, WILLOW PARK TX 76087, United States DESCRIPTION: GENERAL MAINTANANCE 4. THE PALUXY PONDEROSA LLC POSITION: MEMBER NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 12 SECURITIES TRADING HOURS: 8 START DATE: 04/09/2021 ADDRESS: 4971 E I-20 SERVICE RD N, STE 204/205, WILLOW PARK TX 76087 DESCRIPTION: COIN COLLECTION AND GENERAL MAITENANCE 5). KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/03/2021 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR 6). PONDEROSA FINANCIAL GROUP POSITION: SR. FINANCIAL ADVISOR NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 130 SECURITIES TRADING HOURS: 92 START DATE: 11/03/2021 ADDRESS: 4971 E I-20 SERVICE RD N, STE 204/205, WILLOW PARK TX 76087, United States DESCRIPTION: WE WORK WITH INVESTORS TO HELP THEM MANAGE THEIR GOALS WITHIN THEIR SPECIFIC RISK TOLERANCE USING THE TOOLS AND FINANCIAL PRODUCTS THAT ARE AVAILABLE TO US. THIS INCLUDES ANNUAL REVIEW ALONG WIth FACE TO FACE MEETINGS THROUGH OUT THE YEAR.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Chad Bagley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 4971 E I-20 Service Rd N Ste 204, Willow Park, TX 76087RIA
CRD#: 283330
Bluff Dale, TX
Current
November 3, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4971 E I-20 Service Rd N Ste 400, Willow Park, TX 76087Office #2: 4971 E I-20 Service Rd N Ste 400, Willow Park, TX 76087Office #3: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735BD
CRD#: 42046
Willow Park, TX
Past
April 15, 2016 - November 8, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
WILLOW PARK, TX
Past
April 15, 2016 - November 8, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
WILLOW PARK, TX
Past
January 7, 2008 - April 18, 2016
EDWARD JONES
RIA
CRD#: 250
ALEDO, TX
Past
July 25, 2006 - April 18, 2016
EDWARD JONES
BD
CRD#: 250
ALEDO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/14/2024)
RR
Michigan(11/3/2021)
RR
Oklahoma(11/3/2021)
RR
Oregon(11/19/2021)
RR
Tennessee(11/3/2021)
RR
Texas(11/3/2021)
IAR
Texas(11/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
