Julie A. Smith
Professional summary
Julie Ann Smith, who also goes by Julie Ann Hickey, Julie Ann Ponthieux, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas.
Julie is registered as a RR (Registered Representative) and started their career in finance in 2006. Julie has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julie Ann Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2014 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 2929 Allen Parkway, Houston, TX 77019September 17, 2013 - August 15, 2014
PRUCO SECURITIES, LLC.
July 25, 2013 - August 15, 2014
PRUCO SECURITIES, LLC.
September 21, 2012 - April 16, 2013
STATE FARM VP MANAGEMENT CORP.
January 4, 2007 - August 14, 2012
CHASE INVESTMENT SERVICES CORP.
January 1, 2007 - January 10, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 7, 2006 - August 14, 2012
CHASE INVESTMENT SERVICES CORP.
September 8, 2006 - January 10, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2014)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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