JH
James R. Helvey
CASSIA CAPITAL PARTNERS LLC
WINSTON SALEM, NC 27101
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CRD#: 5156968
JH
Professional summary
James Releford Helvey, who also goes by James R Helvey, is a registered financial advisor currently at CASSIA CAPITAL PARTNERS LLC located in Winston Salem, North Carolina.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James R Helvey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARTNER JC3 LLC, Winston Salem, NC 27101, PARTNERSHIP IS INVOLVED IN MULTI-TENANT OFFICE SPACE. MR. HELVEY SERVES AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COCO-COLA BOTTLING CO. CONSOLIDATED AND PIEDMONT FEDERAL SAVINGS BANK. MR. HELVEY IS COMPENSATED AND REQUIRED TO PREPARE AND REGULARLY ATTEND THE DIRECTOR'S MEETINGS. MR. HELVEY ALSO SERVES ON THE BOARD OF ADVISORS FOR VERGER CAPITAL MANAGEMENT. MR. HELVEY IS REQUIRED TO ATTEND ADVISORY BOARD MEETINGS AND IS NOT COMPENSATED IN THIS ROLE.
CRS (Client Relationship Summary) - RIA
Click below to view James Releford Helvey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2012 - Present
CASSIA CAPITAL PARTNERS LLC
Office #1: 1144 West Fourth Street Suite 200, Winston Salem, NC 27101RIA
CRD#: 159911
WINSTON SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CASSIA CAPITAL PARTNERS LLC
CASSIA CAPITAL PARTNERS LLC
CRD#: 159911 / SEC#: 801-119057
RIA
Registered Investment Advisory firm - (7/15/2020 Approved)Illinois
Registered Investment Advisory firm - (11/10/2015 Terminated)North Carolina
Registered Investment Advisory firm - (8/3/2020 Terminated)Texas
Registered Investment Advisory firm - (7/20/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/9/2012)
IAR
Texas(6/6/2019)
Current Firm
CC
CASSIA CAPITAL PARTNERS LLC
CASSIA CAPITAL PARTNERS LLC
CRD#: 159911 / SEC#: 801-119057
RIA
Registered Investment Advisory firm - (7/15/2020 Approved)Illinois
Registered Investment Advisory firm - (11/10/2015 Terminated)North Carolina
Registered Investment Advisory firm - (8/3/2020 Terminated)Texas
Registered Investment Advisory firm - (7/20/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1144 West Fourth Street Suite 200, Winston Salem, NC 27101
Mailing Address
Phone number
(336) 723-4585
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 496 |
| AUM (Assets Under Management) | $ 205,995,647 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
