Stephen Samuel Werner Sr.

ONE CHOSUN FUND POSITION: President NATURE: This business is an IRS approved Non-profit Charitable entity which raises money for homeless or needy Korean people in Korea.This business does not solicit donations; all donations are from the restaurant income of Sweet Arrow Enterprises DBA Korealicious; This business pays donations to homeless people and needy people on an ad hoc basis in South Korea when Michelle (wife) travels to that country. She disburses cash to individuals in need in South Korea. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2018 ADDRESS: 35 East 2nd St., Ste 103, Hummelstown PA 17036, United States DESCRIPTION: I perform administrative duties for this entity; I keep track of donations and file the annual information return; I also filed the original non-profit application with the IRS. I make sure the bank account is accurate. I make donations from this non-profit to non-profit entities in or related to Korea to assist the homeless or needy in that country. WERNER FINANCIAL GROUP LLC POSITION: Owner NATURE: This business is the marketing vehicle for fixed insurance products of Stephen Werner; This business solicits fixed insurance products (life insurance, fixed annuities, Medicare, health insurance); This business markets these products via a website and via contact with individuals and businesses; the end goal of this business is to be marketing face for the fixed insurance business of Stephen Werner. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 12/14/2017 ADDRESS: 35 East 2nd St., Ste 103, Hummelstown PA 17036, United States DESCRIPTION: Solicits fixed insurance products.Sells fixed insurance products.Educates individuals on fixed insurance products.Receives client information necessary for application.Completes applications with client provided information.Submits applications for review by brokerage entity. CRUMP LIFE INSURANCE SERVICES, LLC POSITION: Independent Insurance Sales Agent NATURE: Crump Life Insurance is an insurance broker. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 4135 North Front Street, Harrisburg PA 17110, United States DESCRIPTION: I submit life business through Crump for approval and placement. I have not ownership in and do not hold any other position in Crump. I access Crump electronic platform, input application information, and submit the application to Crump for review. URL INSURANCE GROUP POSITION: Independent Insurance Sales Agent NATURE: URL is an insurance broker through whom I write fixed insurance products.URL provides marketing materials, training, and business processing for independent agents who solicit and sell fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 500 Nationwide Drive, Harrisburg PA 17110, United States DESCRIPTION: I participate in training provided by URL staff and carriers. I submit fixed insurance applications. FINRA ARBITRATION AND MEDIATION POSITION: FINRA Dispute Resolution Arbitrator NATURE: FINRA Arbitration receives, processes, and adjudicates cases submitted for arbitration. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/28/2016 ADDRESS: 35 East 2nd St., Ste 103, Hummelstown PA 17036, United States DESCRIPTION: I participate as a panel member assigned to adjudicate arbitration cases for FINRA.As a panel member.