Phillips G. Smith
Professional summary
Phillips G Smith, who also goes by Phillips G Smith Mr., is a registered financial professional currently at WEILD & CO. located in New York, New York.
Phillips is registered as a RR (Registered Representative) and started their career in finance in 2006. Phillips has worked at 8 firms and has passed the Series 63, Series 62, Series 82TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phillips G Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2022 - Present
WEILD & CO.
Office #1: 230 Park Avenue 3rd And 4th Floors, New York, NY 10169March 8, 2012 - May 22, 2020
BLUE DIAMOND SECURITIES OF AMERICA LLC
October 6, 2010 - February 29, 2012
BURCH & COMPANY, INC
July 16, 2009 - October 18, 2010
HEDGEBAY SECURITIES LLC
January 30, 2009 - June 30, 2009
NATIONAL SECURITIES CORPORATION
March 26, 2008 - February 6, 2009
VFINANCE INVESTMENTS, INC
June 13, 2007 - March 10, 2008
MATRIX U.S.A., LLC
December 14, 2006 - February 14, 2007
SPENCER CLARKE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2022)
(2/25/2022)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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