Christopher N. Kelley
Professional summary
Christopher Naoto Kelley, who also goes by Christopher Kelley, is a registered financial advisor currently at PUGH CAPITAL MANAGEMENT, INC. located in Seattle, Washington.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Christopher has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Naoto Kelley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2010 - Present
PUGH CAPITAL MANAGEMENT, INC.
Office #1: 1700 7th Avenue Suite 1510, Seattle, WA 98101July 11, 2006 - July 28, 2006
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PUGH CAPITAL MANAGEMENT, INC.
CRD#: 111765 / SEC#: 801-39138
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/22/2010)
Exams
Current Firm
PUGH CAPITAL MANAGEMENT, INC.
CRD#: 111765 / SEC#: 801-39138
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 13,139,004,601 |
Red Flags
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