Patrick M. Dunn
Professional summary
Patrick Michael Dunn, CFP®, who also goes by Patrick M Dunn, Pat Dunn, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Menlo Park, California and ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Patrick has worked at 7 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 30, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Michael Dunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2025 - Present
ROBINHOOD ASSET MANAGEMENT
Office #1: 85 Willow Road, Menlo Park, CA 94025September 30, 2022 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202December 12, 2023 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 2373 15th St Suite 300, Denver, CO 80202January 28, 2021 - August 17, 2022
ROBINHOOD FINANCIAL, LLC
February 27, 2018 - January 11, 2021
TD AMERITRADE, INC.
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
April 21, 2016 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
August 3, 2007 - February 26, 2018
SCOTTRADE, INC.
Primary Firm SEC Registration
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(8/12/2025)
(9/30/2022)
(3/17/2025)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
(12/15/2023)
Exams
FINRA
Current Firm
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736 / SEC#: 801-127371
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 81,015 |
| AUM (Assets Under Management) | $ 158,695,275 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBINHOOD ASSET MANAGEMENT
CRD#: 323736Menlo Park, CA 94025TRUST BUT VERIFY
Monitor Patrick Dunn
Get automatic monthly alerts on:
