Conrad M. Aarseth

DYNAMIC WEALTH STRATEGIES

Wilton, CA

Some features on this profile are disabled

CRD#: 5156625

Professional summary

Conrad Michael Aarseth, CFP® is a registered financial advisor currently at DYNAMIC WEALTH STRATEGIES, LLC located in Wilton, California.

Conrad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Conrad has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CA Insurance Agent for Fixed/Health/Accident/Annuities/Life/Term Insurance sales and services since 03/2009. Non-investment related. Approx. 10 hours per month devoted to business activity/ approx. 5 hours per month devoted to business activity during securities trading hours. Conducted from office address of record. Enrolled Agent for tax preparation since 8/2016. Non-investment related. Average time spent less than 5% over the course of the year, with approximately 1/2 of that time spend during securities trading hours. Conducted from office address of record.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conrad Michael Aarseth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

June 14, 2013 - Present

DYNAMIC WEALTH STRATEGIES, LLC

RIA

CRD#: 167594

Wilton, CA

Past

February 28, 2011 - June 14, 2013

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN JOSE, CA

Past

February 28, 2011 - June 14, 2013

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN JOSE, CA

Past

November 4, 2009 - February 2, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SACRAMENTO, CA

Past

August 17, 2007 - October 23, 2009

FINANCIAL DESIGNS LTD.

RIA

CRD#: 135426

SAN DIEGO, CA

Past

June 21, 2007 - October 30, 2009

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DYNAMIC WEALTH STRATEGIES, LLC

CRD#: 167594 / SEC#: 801-126356

RIA

Registered Investment Advisory firm - (8/9/2022 Approved)

California

Registered Investment Advisory firm - (9/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/2007

General Securities Representative Examination

Current Firm

DYNAMIC WEALTH STRATEGIES, LLC

CRD#: 167594 / SEC#: 801-126356

RIA

Registered Investment Advisory firm - (8/9/2022 Approved)

California

Registered Investment Advisory firm - (9/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9700 Village Center Drive Suite 50-a, Granite Bay, CA 95746

Mailing Address

Phone number

(916) 673-3470

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/18/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 144,952,783

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Conrad M. Aarseth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conrad Michael Aarseth's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYNAMIC WEALTH STRATEGIES, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FINANCIAL DESIGNS LTD.

INDEPENDENT FINANCIAL GROUP, LLC

Primary Firm SEC Registration

DYNAMIC WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2007

Series 7

Date: 6/20/2007

Current Firm

DYNAMIC WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DYNAMIC WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

Similar Advisors