Thomas M. Rauchegger

CRAMER & RAUCHEGGER

Maitland, FL 32751

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CRD#: 5156496

Professional summary

Thomas Michael Rauchegger is a registered financial advisor currently at CRAMER & RAUCHEGGER, INC. located in Maitland, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Rauchegger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2015 - Present

CRAMER & RAUCHEGGER, INC.

Office #1: 800 N. Maitland Avenue Ste. 204, Maitland, FL 32751

RIA

CRD#: 164784

Maitland, FL

Past

January 8, 2014 - December 15, 2015

KALOS MANAGEMENT

RIA

CRD#: 133025

MAITLAND, FL

Past

January 6, 2012 - October 3, 2022

KALOS CAPITAL, INC.

CRD#: 44337

MAITLAND, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRAMER & RAUCHEGGER, INC.

CRAMER & RAUCHEGGER, INC. | CRAMER, RUSSELL SCOTT | CRAMER & RAUCHEGGER, INC.

CRD#: 164784 / SEC#: 801-127981

RIA

Registered Investment Advisory firm - (5/17/2023 Approved)

Alaska

Registered Investment Advisory firm - (1/30/2024 Terminated)

Florida

Registered Investment Advisory firm - (1/30/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (2/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/3/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/25/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2012

General Securities Representative Examination

Current Firm

CRAMER & RAUCHEGGER, INC.

CRAMER & RAUCHEGGER, INC. | CRAMER, RUSSELL SCOTT | CRAMER & RAUCHEGGER, INC.

CRD#: 164784 / SEC#: 801-127981

RIA

Registered Investment Advisory firm - (5/17/2023 Approved)

Alaska

Registered Investment Advisory firm - (1/30/2024 Terminated)

Florida

Registered Investment Advisory firm - (1/30/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (2/1/2024 Terminated)

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Contact information

Main Address

800 N. Maitland Avenue Ste. 204, Maitland, FL 32751

Mailing Address

Phone number

(407) 645-4433

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FEB 2026 (2/3/2026)

Regulatory assets under management

Total Number of Accounts	1,700
AUM (Assets Under Management)	$ 151,424,283

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2026	Cover Page	Report
10/07/2024	Cover Page	Report
11/14/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Rauchegger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Rauchegger's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRAMER & RAUCHEGGER, INC.

KALOS MANAGEMENT

KALOS CAPITAL, INC.

Primary Firm SEC Registration

CRAMER & RAUCHEGGER, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/25/2013

SIE

Date: 10/1/2018

Series 7

Date: 1/5/2012

Current Firm

CRAMER & RAUCHEGGER, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CRAMER & RAUCHEGGER, INC.

TRUST BUT VERIFY

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