Daniel S. Banaszak

PLANROCK WEALTH STRATEGIES

BRENTWOOD, TN 37027

CRD#: 5156458

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Professional summary

Daniel S Banaszak, who also goes by Dan Banaszak, is a registered financial advisor currently at PLANROCK WEALTH STRATEGIES, LLC located in Brentwood, Tennessee.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Daniel has worked at 1 firm and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Banaszak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel S Banaszak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2026 - Present

PLANROCK WEALTH STRATEGIES, LLC

Office #1: 109 Westpark Dr Suite 105, Brentwood, TN 37027

RIA

CRD#: 304803

BRENTWOOD, TN

Past

March 28, 2025 - December 31, 2025

PLANROCK WEALTH STRATEGIES, LLC

RIA

CRD#: 304803

FRANKLIN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANROCK WEALTH STRATEGIES, LLC

CRD#: 304803 / SEC#: 801-118167

RIA

Registered Investment Advisory firm - (5/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 5/22/2020

National Commodity Futures Examination

Current Firm

PLANROCK WEALTH STRATEGIES, LLC

CRD#: 304803 / SEC#: 801-118167

RIA

Registered Investment Advisory firm - (5/13/2020 Approved)

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Contact information

Main Address

6700 Tower Circle Suite 330, Franklin, TN 37067

Mailing Address

Phone number

(800) 677-6025

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLANROCK ADV2B - THE MOORE TEAM (3/31/2025)

PLANROCK WEALTH STRATEGIES (3/31/2025)

PLANROCK ADV2B - OFFICERS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 64,408,983

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel S. Banaszak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel S Banaszak's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANROCK WEALTH STRATEGIES, LLC

PLANROCK WEALTH STRATEGIES, LLC

Primary Firm SEC Registration

PLANROCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 5/22/2020

Current Firm

PLANROCK WEALTH STRATEGIES, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLANROCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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