BJ
Benjamin J. Jones
NATIONAL WEALTH MANAGEMENT GROUP
Coconut Creek, FL 33073
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CRD#: 5156039
BJ
Professional summary
Benjamin James Jones, who also goes by Ben Jones, is a registered financial advisor currently at NATIONAL WEALTH MANAGEMENT GROUP, LLC located in Coconut Creek, Florida.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Benjamin has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Jones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/6/2015: NATIONAL WEALTH MANGEMENT GROUP, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 06/01/2015 - 250 HOURS PER MONTH/7 HOURS DURING SECURITIES TRADING. 2. 2/28/2019 - National Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/01/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through National Wealth Management Group, an independent investment advisor firm. I started this business activity in 02/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/3/2023 - Jones & Sons Financial, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/01/2015 - 200 Hours Per Month/40 Hours During Securities Trading 4. 06/06/2024 - The Money Alchemist Podcast - Other - Podcast - Co-Host - Investment Related - At Reported Business Location(s) - Start Date 01/15/2024 - 5 Hours Per Month/ During Trading 5. 06/06/2024 - National Wealth Management Group (NWMG) - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/26/2024 - 160 Hours Per Month/ 110 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin James Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2016 - Present
NATIONAL WEALTH MANAGEMENT GROUP, LLC
Office #1: 4171 W. Hillsboro Blvd Suite 4, Coconut Creek, FL 33073Office #2: 11260 Chester Road Suite 250, Cincinnati, OH 45246-0002RIA
CRD#: 174883
Coconut Creek, FL
Past
July 6, 2015 - December 31, 2021
NATIONAL WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 174883
CINCINNATI, OH
Past
March 4, 2013 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
CINCINNATI, OH
Past
March 1, 2013 - April 17, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
CINCINNATI, OH
Past
October 1, 2012 - March 5, 2013
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
LOVELAND, OH
Past
October 1, 2012 - March 5, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LOVELAND, OH
Past
October 5, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
LOVELAND, OH
Past
October 4, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
LOVELAND, OH
Past
November 13, 2009 - September 29, 2010
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
FAIRFIELD, OH
Past
November 13, 2009 - September 29, 2010
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
FAIRFIELD, OH
Past
August 23, 2007 - November 13, 2009
NATCITY INVESTMENTS, INC.
RIA
CRD#: 17490
WEST CHESTER, OH
Past
August 22, 2007 - November 13, 2009
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
WEST CHESTER, OH
Past
August 17, 2006 - August 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CINCINNATI, OH
Past
August 9, 2006 - August 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/24/2016)
IAR
Ohio(1/7/2022)
IAR
Texas(1/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NW
NATIONAL WEALTH MANAGEMENT GROUP, LLC
ALPINA FINANCIAL CONSULTANTS | NATIONAL WEALTH MANAGEMENT GROUP, LLC | NATIONAL WEALTH MANAGEMENT GROUP | MODEL WEALTH GROUP, LLC | INFINITE WEALTH PLANNING | GERARDI WEALTH MANAGEMENT, LLC | ALPINA FINANCIAL CONSULTANTS, LLC
CRD#: 174883 / SEC#: 801-80983
RIA
Registered Investment Advisory firm - (2/19/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11260 Chester Road Suite 250, Cincinnati, OH 45246-0002
Mailing Address
Phone number
(513) 772-2592
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 325,727,820 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONAL WEALTH MANAGEMENT GROUP, LLC
CRD#: 174883Coconut Creek, FL 33073TRUST BUT VERIFY
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