Lisa M. Laird

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CRD#: 5155971

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Marie Laird, CFA, who also goes by Lisa Marie Fundum, was a registered financial professional .

Lisa is a previously registered financial professional and started their career in finance in 2006. Lisa had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Lisa Marie Fundum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) I am co-trustee to the Fundum Family Trust which holds a residential rental property in Arkansas. Investment-related: No. Start date: I became a co-trustee on May 9, 2015. Hours: Zero. 2) I am the treasurer of Seva Foundation, a 501(c)(3) organization located in Berkeley, CA. As treasurer, I engage in limited investment-related activities on behalf of the organization. I have been involved with Seva since approximately 2010 and was named treasurer for the second time in 2018. Hours/month: 4. I receive no compensation for my work.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

April 28, 2020 - March 6, 2023

HIGHTREE ADVISORS, LLC

RIA

CRD#: 296340

SANTA MONICA, CA

Past

June 21, 2006 - March 25, 2011

TOWERS WATSON INVESTMENT SERVICES, INC.

RIA

CRD#: 110473

SANTA MONICA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

HIGHTREE ADVISORS, LLC

CRD#: 296340 / SEC#:

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Contact information

Main Address

100 Wilshire Boulevard Suite 700, Santa Monica, CA 90401

Mailing Address

Phone number

(310) 491-4854

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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