SM
Sharina M. Merid
SAGEVIEW PRIVATE CLIENT GROUP
Irvine, CA 92614
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CRD#: 5155888
SM
Professional summary
Sharina Maria Merid, who also goes by Sharina Maria Shields, is a registered financial advisor currently at SAGEVIEW PRIVATE CLIENT GROUP, LLC located in Irvine, California and SAGEVIEW ADVISORY GROUP, LLC located in Irvine, California.
Sharina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Sharina has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sharina Maria Shields
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ORIA POSITION/TITLE/RELATIONSHIP: COMPLIANCE MANAGER START DATE: 9/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: COMPLIANCE MANAGER (2) NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY - CRD#126777 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE ; START DATE: 09/2019 ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT ; (3) NAME OF OTHER BUSINESS: CORE POWER YOGA; INVESTMENT RELATED: NO; ADDRESS: 3415 E IMPERIAL HWY BREA, CA 92823; NATURE OF BUSINESS: TEACH YOGA; POSITION/TITLE/RELATIONSHIP: YOGA INSTRUCTOR; START DATE: 3/2021; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; MINIMAL BRIEF DESCRIPTION OF DUTIES: TEACH YOGA;
CRS (Client Relationship Summary) - RIA
Click below to view Sharina Maria Merid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2020 - Present
SAGEVIEW PRIVATE CLIENT GROUP, LLC
Office #1: 1920 Main St. Suite 800, Irvine, CA 92614RIA
CRD#: 134997
Irvine, CA
Current
July 2, 2020 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 1920 Main Street Suite 800, Irvine, CA 92614RIA
CRD#: 126777
Irvine, CA
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4000 Mac Arthur Blvd, Suite 1050, Newport Beach, CA 92660Office #3: 4000 Macarthur Blvd 10th Floor, Newport Beach, CA 92660RIA
CRD#: 105644
NEWPORT BEACH, CA
Current
October 8, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: Mandalay Towers 3 201 E John Carpenter Fwy Ste 400, Irving, TX 75062Office #2: 4000 Mac Arthur Blvd, Suite 1050, Newport Beach, CA 92660BD
CRD#: 13572
Irving, TX
Past
February 4, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
NEWPORT BEACH, CA
Past
November 5, 2012 - September 5, 2019
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
NEWPORT BEACH, CA
Past
November 14, 2006 - November 6, 2012
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/8/2019)
IAR
California(7/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
