Kelly L. Doherty

MARKET STREET WEALTH MANAGEMENT

West Chester, PA 19382

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CRD#: 5155742

Professional summary

Kelly Livesey Doherty, who also goes by Kelly Ann Livesey, is a registered financial advisor currently at MARKET STREET WEALTH MANAGEMENT located in West Chester, Pennsylvania and USA FINANCIAL SECURITIES LLC located in West Chester, Pennsylvania.

Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kelly has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Ann Livesey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARKET STREET WEALTH MANAGEMENT - 999 WEST CHESTER PIKE SUITE 202, WEST CHESTER, PA 19382. START DATE 08/09/2012. INVESTMENT COORDINATOR. ADMINISTRATIVE TASKS PERTAINING TO INVESTMENT APPLICATIONS. INVESTMENT RELATED. 96 HOURS PER MONTH DEVOTED TO BUSINESS. 96 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Livesey Doherty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2012 - Present

MARKET STREET WEALTH MANAGEMENT

Office #1: 999 West Chester Pike Suite 202, West Chester, PA 19382

RIA

CRD#: 155157

West Chester, PA

Current

August 9, 2012 - Present

USA FINANCIAL SECURITIES LLC

Office #1: 999 West Chester Pike Suite 202, West Chester, PA 19382

RIA

CRD#: 103857

West Chester, PA

Past

November 28, 2011 - May 4, 2012

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

July 11, 2007 - November 22, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLYMOUTH MEETING, PA

Past

July 11, 2007 - November 22, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLYMOUTH MEETING, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARKET STREET WEALTH MANAGEMENT

MARKET STREET WEALTH MANAGEMENT | MARKET STREET WEALTH MANAGEMENT, LLC

CRD#: 155157 / SEC#: 801-81172

RIA

Registered Investment Advisory firm - (3/27/2015 Approved)

Delaware

Registered Investment Advisory firm - (6/24/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (7/30/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/19/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(8/9/2012)

IAR

Pennsylvania
(10/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MARKET STREET WEALTH MANAGEMENT

MARKET STREET WEALTH MANAGEMENT | MARKET STREET WEALTH MANAGEMENT, LLC

CRD#: 155157 / SEC#: 801-81172

RIA

Registered Investment Advisory firm - (3/27/2015 Approved)

Delaware

Registered Investment Advisory firm - (6/24/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (7/30/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/19/2015 Terminated)

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Contact information

Main Address

999 West Chester Pike Suite 202, West Chester, PA 19382

Mailing Address

Phone number

(610) 692-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MSWM FORM ADV PART 2A (3/16/2025)

Regulatory assets under management

Total Number of Accounts	2,604
AUM (Assets Under Management)	$ 714,859,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kelly L. Doherty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Livesey Doherty's CRS (Customer Relationship Summary).

Certified licenses

Experience

USA FINANCIAL SECURITIES LLC

VANGUARD MARKETING CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MARKET STREET WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2007

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2007

FINRA

Current Firm

MARKET STREET WEALTH MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARKET STREET WEALTH MANAGEMENT

TRUST BUT VERIFY

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