Jeffrey M. Gough

SALING WEALTH ADVISORS

Louisville, KY 40223

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CRD#: 5155592

Professional summary

Jeffrey Michael Gough, CFP®, who also goes by Jeff Gough, Jeffrey M Gough, is a registered financial advisor currently at SALING WEALTH ADVISORS located in Louisville, Kentucky.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jeffrey has worked at 2 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Gough | Jeffrey M Gough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Gough's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 14, 2018 - Present

SALING WEALTH ADVISORS

Office #1: 9750 Ormsby Station Road Suite 102, Louisville, KY 40223

RIA

CRD#: 283226

Louisville, KY

Past

January 27, 2015 - May 11, 2018

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

January 7, 2015 - May 11, 2018

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

LOUISVILLE, KY

Past

March 14, 2008 - August 23, 2010

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

LOUISVILLE, KY

Past

February 18, 2008 - August 23, 2010

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SALING WEALTH ADVISORS

CARDINAL STRATEGIC WEALTH GUIDANCE, LLC | SALING WEALTH ADVISORS

CRD#: 283226 / SEC#: 801-107417

RIA

Registered Investment Advisory firm - (3/16/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(5/14/2018)

IAR

Texas
(11/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/25/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/13/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2015

General Securities Representative Examination

Current Firm

SALING WEALTH ADVISORS

CARDINAL STRATEGIC WEALTH GUIDANCE, LLC | SALING WEALTH ADVISORS

CRD#: 283226 / SEC#: 801-107417

RIA

Registered Investment Advisory firm - (3/16/2016 Approved)

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Contact information

Main Address

9750 Ormsby Station Road Suite 102, Louisville, KY 40223

Mailing Address

Phone number

(502) 805-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SALING ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	873
AUM (Assets Under Management)	$ 517,571,656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Jeffrey M. Gough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Gough's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

SALING WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/2015

Series 66

Date: 3/13/2008

SIE

Date: 5/11/2018

Series 7

Date: 1/27/2015

Current Firm

SALING WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SALING WEALTH ADVISORS

TRUST BUT VERIFY

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