Joel S. Cahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Stephen Cahn was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 2007. Joel had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2011 - March 27, 2015
GLP INVESTMENT SERVICES, LLC
July 21, 2010 - November 3, 2011
PLANMEMBER SECURITIES CORPORATION
July 12, 2010 - November 3, 2011
PLANMEMBER SECURITIES CORPORATION
October 12, 2007 - July 21, 2010
MSI FINANCIAL SERVICES, INC.
May 28, 2007 - October 15, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLP INVESTMENT SERVICES, LLC
CRD#: 25450 / SEC#: , 8-41868
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
