John Z. Fang

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 5155096

Professional summary

John Zhou Fang, who also goes by John Fang, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2007. John has worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Fang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Zhou Fang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2021 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

January 16, 2020 - September 3, 2021

ASHLAND SECURITIES, LLC

CRD#: 297523

MIAMI, FL

Past

February 25, 2019 - January 17, 2020

CANACCORD GENUITY LLC

CRD#: 1020

New York, NY

Past

October 31, 2018 - April 29, 2019

PETSKY PRUNIER SECURITIES, LLC

CRD#: 146679

NEW YORK, NY

Past

February 14, 2018 - October 18, 2018

INDEPENDENT INVESTMENT BANKERS, CORP.

CRD#: 154134

AUSTIN, TX

Past

November 30, 2016 - February 13, 2018

BURCH & COMPANY, INC

CRD#: 102280

KANSAS CITY, MO

Past

August 10, 2010 - November 16, 2016

SONENSHINE & COMPANY LLC

CRD#: 104357

NEW YORK, NY

Past

December 11, 2008 - July 6, 2010

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

NEW YORK, NY

Past

September 19, 2007 - January 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/19/2025)

Delaware
(12/20/2024)

Florida
(3/27/2024)

Illinois
(5/5/2025)

Massachusetts
(7/10/2025)

Mississippi
(4/30/2025)

New Hampshire
(4/8/2025)

New York
(9/7/2021)

North Carolina
(11/19/2024)

Ohio
(10/18/2024)

Oregon
(5/29/2025)

Texas
(9/2/2024)

Washington
(5/29/2024)

Wyoming
(9/2/2024)

Exams

State Security Law Exam

Series 63

Date: 9/20/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John Z. Fang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Zhou Fang's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHLAND SECURITIES, LLC

CANACCORD GENUITY LLC

PETSKY PRUNIER SECURITIES, LLC

INDEPENDENT INVESTMENT BANKERS, CORP.

BURCH & COMPANY, INC

SONENSHINE & COMPANY LLC

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/2007

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2007

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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