Robert M. Malaguti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Malaguti was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2006. Robert had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2014 - December 31, 2018
MALAGUTI WEALTH MANAGEMENT, LLC
September 6, 2012 - October 18, 2012
NESTWISE LLC
January 4, 2008 - February 25, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 13, 2007 - August 15, 2007
HORNOR, TOWNSEND & KENT, LLC
July 23, 2007 - August 15, 2007
HORNOR, TOWNSEND & KENT, LLC
June 21, 2006 - April 12, 2007
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
MALAGUTI WEALTH MANAGEMENT, LLC
CRD#: 172027 / SEC#:
Contact information
Red Flags
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