Kermit M. Milburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kermit Maurice Milburn was a registered financial professional .
Kermit is a previously registered financial professional and started their career in finance in 2006. Kermit had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2011 - September 11, 2012
RETIREMENT INVESTMENT ADVISORS INC
October 18, 2007 - December 10, 2008
SYNERGY INVESTMENT GROUP, LLC
June 9, 2006 - December 15, 2006
FBL MARKETING SERVICES, LLC
Primary Firm SEC Registration
RETIREMENT INVESTMENT ADVISORS INC
CRD#: 106316 / SEC#: 801-43702
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT INVESTMENT ADVISORS INC
CRD#: 106316 / SEC#: 801-43702
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,444 |
| AUM (Assets Under Management) | $ 1,489,750,468 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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