Pieter C. Boele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pieter Cornelis Boele, who also goes by Cornelis P. Boele, was a registered financial professional .
Pieter is a previously registered financial professional and started their career in finance in 2007. Pieter had worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2021 - September 14, 2022
PICKWICK CAPITAL PARTNERS, LLC
September 7, 2017 - May 2, 2019
FORTRESS CAPITAL FORMATION LLC
January 13, 2017 - August 9, 2017
VNTR SECURITIES LLC
February 5, 2016 - December 7, 2016
FUSION ANALYTICS SECURITIES LLC
November 6, 2015 - February 5, 2016
RAINMAKER SECURITIES, LLC
June 9, 2009 - November 25, 2013
PATRICK CAPITAL MARKETS, LLC
February 15, 2007 - April 29, 2009
FAIRFIELD HEATHCLIFF CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
