Robert G. Windsor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Grover Windsor JR., who also goes by Windsor (jr.) Grover Robert Grover Jr., (jr.) Grover Windsor Jr., Robert Grover Windsor, Robert Windsor, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2006. Robert had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2019 - May 3, 2021
WILLIAM O'NEIL SECURITIES
June 3, 2013 - December 7, 2018
JEFFERIES LLC
July 11, 2011 - June 7, 2013
J.P. MORGAN SECURITIES LLC
September 4, 2006 - June 9, 2011
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
WILLIAM O'NEIL SECURITIES
CRD#: 894 / SEC#: , 8-11763
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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