John G. Callagy

ASAGE FINANCIAL LLC

Lafayette, CA 94549

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CRD#: 5154517

Professional summary

John Gerard Callagy is a registered financial advisor currently at ASAGE FINANCIAL LLC located in Lafayette, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Callagy is also a sole practitioner CPA. He expects to spend approximately 15% of his time working with his CPA practice. You are under no obligation to use the services of Mr. Callagy for any accounting or tax work

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gerard Callagy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2006 - Present

ASAGE FINANCIAL LLC

Office #1: 954 Risa Road, Suite B, Lafayette, CA 94549

RIA

CRD#: 140805

Lafayette, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/17/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2006

Uniform Investment Adviser Law Examination

Current Firm

ASAGE FINANCIAL LLC

CRD#: 140805 / SEC#:

California

Registered Investment Advisory firm - (8/15/2006 Approved)

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Contact information

Main Address

954 Risa Road, Suite B, Lafayette, CA 94549

Mailing Address

Phone number

(925) 984-9100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 29,854,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John G. Callagy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gerard Callagy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASAGE FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2006

Current Firm

ASAGE FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASAGE FINANCIAL LLC

TRUST BUT VERIFY

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