Jacob A. Watts
LEGACY FINANCIAL STRATEGIES
OVERLAND PARK, KS 66211
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CRD#: 5154497
Professional summary
Jacob Andrew Watts, CFP® is a registered financial advisor currently at LEGACY FINANCIAL STRATEGIES, LLC located in Overland Park, Kansas.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jacob has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
With years of experience under his belt, Jacob joined Legacy’s team of experts back in 2017. Shortly after Jacob became a principal partner of Legacy Financial Strategies, LLC.
His credentials include:
CERTIFIED FINANCIAL PLANNER™
APMA® (Accredited Portfolio Management Advisor)
CRPC® (Chartered Retirement Planning Counselor)
Series 66 Securities License
Bachelor’s degree from the University of Kansas
Most weekends, Jacob can be found working in his garden, playing golf, or spending time with his wife and two daughters.
Schedule your initial conversation here.
Question & Answer
What are your service offerings?
Retirement Planning
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Andrew Watts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 6, 2017 - Present
LEGACY FINANCIAL STRATEGIES, LLC
Office #1: 5400 Colllege Blvd. Ste. A, Overland Park, KS 66211RIA
CRD#: 283553
OVERLAND PARK, KS
Past
December 12, 2008 - April 3, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
OVERLAND PARK, KS
Past
November 21, 2008 - April 3, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
OVERLAND PARK, KS
Past
June 19, 2006 - November 21, 2008
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
LENEXA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LEGACY FINANCIAL STRATEGIES, LLC
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553 / SEC#: 801-107930
RIA
Registered Investment Advisory firm - (7/1/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(4/6/2017)
IAR
Texas(12/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LEGACY FINANCIAL STRATEGIES, LLC
LEGACY FINANCIAL STRATEGIES, LLC
CRD#: 283553 / SEC#: 801-107930
RIA
Registered Investment Advisory firm - (7/1/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5400 Colllege Blvd. Ste. A, Overland Park, KS 66211
Mailing Address
Phone number
(913) 403-0600
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,014 |
| AUM (Assets Under Management) | $ 806,094,432 |
Red Flags
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