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JG

Joseph M. Gallo

CLEAR WAVE WEALTH MANAGEMENT
RED BANK, NJ 07701
Some features on this profile are disabled
CRD#: 5154254
JG

Professional summary

Joseph Michael Gallo is a registered financial advisor currently at CLEAR WAVE WEALTH MANAGEMENT, LLC located in Red Bank, New Jersey.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Gallo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2025 - Present

CLEAR WAVE WEALTH MANAGEMENT, LLC

Office #1: 331 Newman Springs Road Building 3 2nd Floor Suite 320, Red Bank, NJ, 07701
RIA
CRD#: 338582
RED BANK, NJ
Past

October 1, 2012 - November 19, 2025

BLACK CORAL FINANCIAL ADVISORS, LLC

RIA
CRD#: 154623
MOUNT OLIVE, NJ
Past

December 10, 2010 - September 5, 2012

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA
CRD#: 106693
PARSIPPANY, NJ
Past

July 26, 2010 - September 5, 2012

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(11/21/2025)
IAR
Texas
(11/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/3/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/23/2010
General Securities Representative Examination

Current Firm

CW
CLEAR WAVE WEALTH MANAGEMENT, LLC
CLEAR WAVE WEALTH MANAGEMENT, LLC

CRD#: 338582 / SEC#: 801-134561

RIA
Registered Investment Advisory firm - (11/13/2025 120-Day Approval)
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Contact information

Main Address
331 Newman Springs Road Building 3 2nd Floor Suite 320, Red Bank, NJ, 07701
Mailing Address
Phone number
(862) 200-9438
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CLEAR WAVE WEALTH MANAGEMENT ADV PART 2 (9/15/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEAR WAVE WEALTH MANAGEMENT, LLC

CRD#: 338582Red Bank, NJ 07701

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